FINRA fined Cantor Fitzgerald & Co. $2 Million for Regulation SHO violations and supervisory failures spanning a period of at least five years. As part of the settlement, Cantor also agreed to retain an independent consultant to conduct a comprehensive review of the firm's policies, systems, procedures and training related to Reg SHO. For more info visit https://www.finra.org/media-center/news-releases/2019/finra-fines-cantor-fitzgerald-2-million-regulation-sho-violations-and