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Description

The Financial Industry Regulatory Authority censured and fined Barclays Capital Inc.; Goldman, Sachs & Co.; and Merrill Lynch, Pierce, Fenner & Smith, Inc., $1 million each for failing to provide complete and accurate information about trades performed by the firms and their customers, commonly known as blue sheet data, to FINRA, the SEC and other regulators. For more info visit https://www.finra.org/media-center/news-releases/2014/finra-fines-barclays-capital-goldman-sachs-and-merrill-lynch-1-million

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Collection
Owned by
Blockchain
Ethereum
Token ID
1007
Contract
Token standard
ERC-721
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