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1477

0x2B06…f3a9

Description

NASD ordered Ameriprise Financial Services, Inc. To pay a fine of $500,000 for failing to adequately supervise the firm's sales of 529 plans. NASD also ordered the firm to pay approximately $750,000 to compensate more than 500 customer accounts disadvantaged by those supervisory failures.

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Collection
Owned by
Hans
Blockchain
Ethereum
Token ID
1477
Token standard
ERC-721
Metadata

Artist

0x2B06…f3a9
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