FINRA settled cases against five firms for mutual fund sales and supervisory violations - including improper sales of Class B and Class C mutual fund shares and failure to have supervisory systems designed to provide all eligible investors with the opportunity to purchase Class A mutual fund shares at net asset value (NAV) through NAV transfer programs. For more info visit https://www.finra.org/media-center/news-releases/2008/finra-settles-five-firms-supervisory-failures-improper-mutual-fund