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1381

0x2B06…f3a9

Description

NASD ordered Chase Investment Services to pay more than $290,000 for failing to have an adequate supervisory system and controls in place to prevent deceptive market timing by one of its hedge fund clients. The firm was fined $150,000 and ordered to pay a total of $140,262 to the affected mutual funds.

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Collection
Owned by
0x1207…2447
Blockchain
Ethereum
Token ID
1381
Token standard
ERC-721
Metadata

Artist

0x2B06…f3a9
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